Associate Director, Compliance Services

Hong Kong, Hong Kong
Last update 2024-07-20
Expires 2024-08-20
ID #2237305708
Associate Director, Compliance Services
Hong Kong, Hong Kong,
Modified July 10, 2024


Job Responsibilities: Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries Manage compliance projects to ensure timely completion and adherence to requirements Serve as the subject matter expert on regulations governing Hong Kong's financial institutions Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements: Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy Strong technical expertise in compliance, with a deep understanding of SFC regulations Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management Excellent communication skills with fluency in English, Cantonese, and Mandarin Team-oriented mindset, and a proactive, meticulous approach to problem-solving

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Associate director, compliance services

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