Compliance Manager (Compliance Review)Job No.: 498495 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Management Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an ongoing basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform regulatory self-assessments. Keep abreast of regulatory requirements and changes/developments of business and operations of the Group. Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/tools, field work, reporting of issues. Maximize the application of technology for identification of irregularities and sample selection. Requirements: Degree holder or above in Banking and Finance, Accounting or related disciplines.5-7 years of internal control, assurance or audit experience with banks or financial institutions. Knowledge of banking products, services and relevant regulatory requirements. Good analytical, interpersonal and communication skills with flexibility and adaptability to changes. Good command of both written and spoken English and Chinese (including Mandarin).
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Compliance Manager (compliance Review),
800,000 HK$
Compliance Manager (compliance Review),
Hong Kong, Hongkong,
Modified April 26, 2025
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800,000 HK$ / Per annum
Employer's info
Bank of China, include BOC Hong Kong, BOC International, BOCG Insurance and other financial institutions, providing a comprehensive range of high-quality financial services to individual and corporate customers as well as financial institutions worldwide.
Over the past century, Bank of China played an important role in China’s financial history. It was established in 1912 pursuant to the approval of DR. Sun Yat-sen. In the following 37 years the Bank served as the central bank, international exchange bank and specialized foreign trade bank successively. In 1949, Bank of China became the state-designated specialized foreign exchange bank. In 2003, it was named by the State Council as one of the pilot banks for joint-stock reform of wholly state-owned commercial banks. On August 26, 2004, Bank of China Limited was formally incorporated in Beijing as a state-controlled joint stock commercial bank.
Bank of China is the most internationalized commercial bank in China. BOC London Branch, the first overseas branch of the Chinese banks, was established in 1929. Currently, it had over 10000 domestic operations and over 600 overseas operations. In 1994 and 1995, Bank of China became the note issuing bank in Hong Kong and Macao respectively.
The Bank prepared a new strategic development plan which was approved by the Board of Directors in March 2009. Strategic Positioning: To be a large multinational banking group based on a diversified and integrated cross-border business platform, with a core business of commercial banking. Strategic Goals: To be a leading international bank delivering growth and excellence.
Specialties
Banking,
Trade financing,
Investment banking
