Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks Coordinate with regulators in any inquiries by maintaining active dialogues with the regulators and promptly providing information as requested Provide advice to business units on compliance-related issues Enhance knowledge across the organization relating to legal/regulatory/corporate obligations with communication and education programs Requirements University degree with minimum 8 years’ experience in corporate and regulatory compliance, focus on insurance compliance Good knowledge in insurance distribution compliance related to training and communication, investigation, dealings with regulators Sound knowledge with relevant laws and regulations e.g. IA, PDPO, etc Excellent communication, interpersonal and influencing skills Excellent command of written and spoken English and Chinese Those with less experience will be considered as Assistant Manager Trilingual Legal Secretary for Capital Mkts & PE Travel Arrg, Legal Documentation & Billing Job Duties Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions Manage intensive back to back meeting schedules across GC, AP and HQ Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Job Duties As part of the core team members to oversight Regulatory Affairs Compliance issues Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies Provide active advisory to business and senior management on any regulatory changes and implications to business Global Industry Leader with over 13000 employees APAC In-House Legal Transaction Nego & Advisory Job Duties Report to the North Asia Regional Head of Legal Counsel Key member of transaction team to provide legal guidance & advisory support to complex structures Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation Worklife Balance & Excellent Job Security Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance Accountable for HKMA regulatory risk assessment Friendly International Culture & Good Hours Job Duties As part of the AP Distribution Department to oversight regional KYC/CDD function  Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients Conduct PEP, sanctions, adverse news and STR review etc.
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