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Compliance Manager/ Director, Multi-strategies Hedge Fund

Hong Kong, Hong Kong
Last update 2024-06-12
Expires 2024-06-11
ID #2183663803
Compliance Manager/ Director, Multi-strategies Hedge Fund
Hong Kong, Hong Kong,
Modified June 6, 2024


The only compliance person in the firm (around 20 staff); work with external counsel and compliance vendors  report to COO directly  Westernized culture Responsibilities: Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.

Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within the organization.

Conduct compliance monitoring, surveillance, and testing to identify and address potential violations.

Collaborate with PMs and traders to provide compliance advisory services and support their trading activities.

Stay updated with relevant regulations and industry developments to ensure compliance policies and procedures are up to date.

Assist in the development and delivery of compliance training programs for employees.

Participate in compliance audits and investigations as needed.

Requirements: Minimum of 5-10 years of experience in compliance, preferably within hedge funds.

Fine with being the MIC for compliance function for the fund  Excellent communication skills to effectively interact with PMs and traders.

Exposure to equity strategies is highly desirable.

Experience working with multi-manager funds is a plus.

In-depth knowledge of relevant regulatory requirements and industry best practices.

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Compliance manager/ director, multi-strategies hedge fund

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