Compliance Manager Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external compliance report; Prepare license applications and answer enquiries from regulators on compliance matters; Assist in ad hoc projects. Requirements: Degree holder in Accounting / Law / Finance or related disciplines;3 years or above working experience on compliance and audit function; Knowledge with HK legal and regulatory requirements on securities brokerage and anti-money laundering is preferred; Knowledge in SFC / HKEx rules and regulations and their compliance / practice; Mature, self-motivated and equipped with positive attitude and passion for performance excellence; Proficiency in written and spoken English and Chinese with fluency of Putonghua.
#J-18808-Ljbffr