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Compliance Officer

Hong Kong, Hong Kong, Hong Kong Island
Last update 2024-05-25
Expires 2024-06-25
ID #2152020073
800,000 HK$
Compliance Officer
Hong Kong, Hong Kong, Hong Kong Island,
Modified May 12, 2024

Description

Contract type: FULL_TIME Specialism: Legal & Compliance Focus: Financial Services Industry: Banking Salary: Negotiable Workplace Type: No Location: Hong Kong FULL_TIME Consultant: Reshma Gope Job reference: ZPNBNF-4 E307293 Date posted: 28 March 2024 hong-kong legal/banking-finance 2024-03-28 2024-05-27 banking Hong Kong HK Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true An exciting opportunity has arisen for an experienced Compliance professional to join a global hedge fund in Hong Kong. This role is based in Hong Kong, where you will be working closely with the APAC Head of Compliance and the Global Chief Compliance Officer. The successful candidate will have the chance to interpret complex regulations related to trading in Equities, Fixed Income, Commodities and FX, while also developing and maintaining compliance strategies. This role offers a unique blend of challenge and growth, making it an ideal next step for those looking to advance their career in compliance. Work with a global team across Europe, Singapore and Hong Kong Interpret complex regulations related to various trading sectors Develop and maintain effective compliance strategies What you'll do: As a Compliance Officer, you will play a crucial role in supporting the APAC Head of Compliance and the wider team. Your day-to-day responsibilities will involve interpreting complex regulations related to trading in Equities, Fixed Income, Commodities and FX. You will stay abreast of regulatory changes and communicate these effectively to the management team. Your expertise will be instrumental in developing compliance strategies that align with the firm's objectives. You will also ensure that the firm adheres to all external regulatory and legal requirements as well as internal policies. Your role will extend to managing new joiner setups, producing Management Information for governance meetings, and completing Compliance Monitoring Plan tasks. Partner closely with management and business units to interpret complex regulations related to the firm’s trading activities Stay updated on regulatory requirements and communicate any changes to the management team Develop and maintain compliance strategies that best suit the firm's needs Make recommendations for improvements to the global compliance framework where required Ensure the firm complies with its outside regulatory and legal requirements as well as internal policies Manage new joiner set up including the setup of compliance systems and arranging induction training Produce Management Information for monthly governance meetings Complete Compliance Monitoring Plan tasks in a timely manner, including escalating any anomalies or issues What you bring: You will have a bachelor’s degree or demonstrable industry experience, and a proven track record within a Compliance Advisory role in the financial industry. Your ability to quickly learn new systems and your detail-oriented nature will be key to your success in this role. An understanding of investment management and the instruments traded by our client is essential. Your organisational and project management skills will enable you to manage multiple priorities in a fast-paced environment. A minimum of 4 years’ experience in a Compliance role in either a hedge fund or asset manager A bachelor’s degree or demonstrable industry experience Experience working within a Compliance Advisory role within the financial industry Ability to quickly learn new systems deployed within our firm Detail oriented; comfortable keeping records in online systems Awareness of investment management and the instruments traded by our client (including derivatives thereof)Ability to manage multiple priorities and tasks; proven organisational and project management skills in a fast-paced environment We are currently seeking an AML professional to join a reputable Chinese corporate bank known for its excellent work-life balance and stable platform. Our client is listed conglomerate with business presence across the globe. They are currently hiring a Company Secretarial Manager role, providing all-rounded support company secretarial support to the group. Our client is a leading FMCG in Hong Kong. They are currently hiring a Senior Company Secretarial Manager role who will be responisble for full spectrum company secretarial support duties for the business. Our client is an leading architecture company. They are currently hiring an Legal Counsel role who specialities in handling all rounded general commercial legal matters for the business across the APAC Region. Keen to speak to Company Secretary professionals (3+ years experience) from both in-house and professional firms. I am currently recruiting for a multinational corporation with global presence. Are you interested in launching your career with a world-leading specialist in professional recruitment? Gain valuable experience, expert training, and the opportunity to make a positive impact across the globe.
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Job details:

Job type: Full time
Contract type: Permanent
Salary type: Per annum
Occupation: Compliance officer
Min. Salary: 600000

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