Control Room Compliance, AVP, Top Financial Institution, up to 70k, contract This range is provided by Hays. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Your new company A well-known financial institution is looking for committed talent to support their business in Hong Kong. Your new role Handling research and conflict clearance Maintaining the Watch and Restricted Lists and implementing restrictions pursuant to applicable laws, rules, regulations and codes Work closely with the Compliance team members to implement policies and procedures in relation to personal trading, conflicts of interest, and information barriers Checking on the restrictions and corresponding permissible activities, providing advice to Research, Sales and Trading and other businesses Deliver trainings on Control Room Compliance What you'll need to succeed Years of experience in control room, or regulatory compliance Familiar with relevant rules and regulations, such as Hong Kong Takeovers Code, SFC Code of Conduct, Listing Rules, SFO, etc. Excellent command of English, Cantonese, and Mandarin Bachelor's Degree holder What you'll get in return Excellent exposure Competitive package Prime office environment and location What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to hazel.lo@hays.com.hk. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. Seniority level Mid-Senior level Employment type Contract Job function Finance Industries Capital Markets, Financial Services, and Securities and Commodity Exchanges
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