Financial & Regulatory Reporting Manager (margin),

Key Responsibilities:1.
Take full ownership for the accurate and timely preparation and submission of monthly SFC regulatory returns (FRR-1, FRR-2, FRR-3, and FRR-4).2.
Conduct regular stress testing on the margin client portfolio to assess potential risks under extreme market conditions.3.
Monitor the collateral value-to-loan ratio in real-time, establish early warning alerts, and prevent margin call breaches.4.
Oversee daily funding positions and liquidity management, and approve fund transfers to ensure smooth business operations.5.
Assist in optimizing risk monitoring processes and reporting systems, and collaborate with Trading, Settlement, and other departments to resolve risk incidents.6.
Perform and complete the accounting entries and reconciliation for securities businesses, including margin financing and options trading.1.负责月度FRR-1, FRR-2, FRR-3及FRR-4监管报表的准确编制与提交。2.定期执行孖展客户组合的压力测试,评估市场极端情况下的潜在风险。3.实时监控抵押品价值与贷款比率,设定预警,防范穿仓事件。4.监控日常资金头寸与流动性,审批资金调拨,确保业务顺利运作。5.协助优化风险监控流程与报告系统,并与交易、结算等部门协同处理风险事件。6.完成与孖展业务、期权业务等证券业务或其他业务相关的账务处理。Qualifications and Requirements:1.
Minimum of 5 years of experience in a financial institution, with mandatory hands-on experience in margin financing business.
Prior exposure to options business is highly preferred.2.
Must be proficient in the SFC's FRR reporting regime, with proven independent experience in the end-to-end preparation and submission of these returns.3.
Solid understanding and practical experience in market risk stress testing and collateral risk management.4.
Foundational knowledge and ability in performing accountings for securities businesses (e.g., margin, options).5.
Advanced proficiency in MS Excel.
Candidates with skills in other automation tools (e.g., VBA, Python, Power BI) to enhance reporting efficiency will be given priority.6.
Bachelor's degree or higher in Finance, Accounting, or a related field.
Professional qualifications such as CFA or FRM are a strong advantage.7.