RCSA & 2nd Level Control Oversight Our Client Representing the AA-fitch rating and the most established Global Private Bank with total AUM Of USD 700 billon to search for OR Associate Director  Job Duties As part of the Regional Group Risk holding full accountability in 2nd line of defense Accountable for reviewing the risk framework and testing OR effectiveness across FTB offices  Conduct gap analysis and identify effectiveness of controls by work in collaboration with BR/1st line  Manage periodic risk reporting and facilitate on any remediation issues along with compliance and external auditors  Advise and consult senior management across the region & headquarters on new product/business initiatives to ensure the fulfilment of regulatory reporting and corporate governance  Requirements Well qualified graduate in Accounting, Risk or related discipline  6 years+/- Big4 audit/OR risk management earned from int’l bank Good understanding of private wealth management business/processes is highly essential  Knowledge of HKMA/SFC regulatory requirement is a definite advantage Adaptive to working in a multi-cultural environment Strong stake holder management and consultation experience Oversight Liquidity, Treasury & Market Risk Bank Wide Asset & Liability Management Friendly Int’l Culture & Worklife Balance Job Duties As Part of the Regional Risk Management Team & support ALM Committee Continuous review of Market risk, liquidity risk and counterparty risk management framework to ensure fulfilment of group policies and HKMA/MAS regulatory requirements Conduct daily monitoring and reporting of market risk, counterparty credit and liquidity risk positions Expansion Regional Hire with Rewarding Career Friendly Int’l Platform with Worklife Balance Job Duties Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments Promising Learning & Career Opportunity Job Duties As part of the Asia Pacific Risk Management Team Accountable for identifying potential investment/OR risk by working closely with portfolio management/investment teams, tech/operations, legal & compliance, depts Conduct periodic risk assessment/stress test to ensure fulfilment of regulatory and corporate governance Most Admired Global Private Banking Franchises Friendly Int’l Platform with Worklife Balance Job Duties As part of 2nd line of defense to conduct periodic review & formulate effective control in accordance to regulatory requirements & corporate governance Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR Accountable for driving thematic reviews in particular with issues related to IT risk, cyber security, PDPO, outsourcing and BCP etc. Excellent Worklife Balance & Multicultural Background Job Duties As part of the regulatory & central compliance team for the HK branch Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities Advise business and internal stakeholders on related HKMA regulatory issues
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