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Head Of Compliance - Asset Management

Hong Kong, Hong Kong
Last update 2024-09-13
Expires 2024-09-12
ID #2292550340
Free
Head Of Compliance - Asset Management
Hong Kong, Hong Kong,
Modified August 13, 2024

Description

CLIENT BACKGROUNDOur client is one of the largest Chinese asset management firm in the APAC Region.

They are looking for a candidate for General and Regulatory Compliance experience.

JOB RESPONSIBILITIES Serve as the Manager-In-Charge (MIC) for compliance and anti-money laundering functions, overseeing all company compliance operations.

Serve as the primary liaison with SFC regulators Conduct compliance risk monitoring, identification, assessment, and reporting Assist senior management in fostering a compliance culture and conduct compliance training Supervise SFC license holders' requirements of CPT training Grow and manage a small team to assist with KYC/AML/Regulatory Compliance Handle other compliance-related tasks as assigned by management JOB REQUIREMENTS University graduate, preferably with finance, accounting or law degree 10+ years of experience in asset management firms Experienced as a MIC (Compliance) will be advantageous Sound knowledge of SFO and SFC codes and guidelines Excellent command in both written and spoken English, Cantonese and Mandarin

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Head of compliance - asset management

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