CLIENT BACKGROUNDOur client is one of the largest Chinese asset management firm in the APAC Region.
They are looking for a candidate for General and Regulatory Compliance experience.
JOB RESPONSIBILITIES Serve as the Manager-In-Charge (MIC) for compliance and anti-money laundering functions, overseeing all company compliance operations.
Serve as the primary liaison with SFC regulators Conduct compliance risk monitoring, identification, assessment, and reporting Assist senior management in fostering a compliance culture and conduct compliance training Supervise SFC license holders' requirements of CPT training Grow and manage a small team to assist with KYC/AML/Regulatory Compliance Handle other compliance-related tasks as assigned by management JOB REQUIREMENTS University graduate, preferably with finance, accounting or law degree 10+ years of experience in asset management firms Experienced as a MIC (Compliance) will be advantageous Sound knowledge of SFO and SFC codes and guidelines Excellent command in both written and spoken English, Cantonese and Mandarin
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Head Of Compliance - Asset Management
Free
Head Of Compliance - Asset Management
Hong Kong, Hong Kong,
Modified August 13, 2024
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