Head Of Markets Compliance, Hong Kong

Hong Kong, Hong Kong
Last update 2024-06-16
Expires 2024-07-16
ID #2172244745
Head Of Markets Compliance, Hong Kong
Hong Kong, Hong Kong,
Modified May 28, 2024


Job Description: Job Responsibilities Provide day to day and strategic leadership and direction to the Compliance Programme within Hong Kong Markets.

The priority objective being to promote an environment that fosters constructive challenge and behavioral change to meet DB, regulatory and market standards.

Ensure timely escalation of material matters that impact Markets Hong Kong to the APAC Head of Markets Compliance and the APAC Head of CB & IB Compliance.

Work with stakeholders to ensure the framework of policies, procedures, training, risk assessment, control environment, testing and surveillance are sufficiently comprehensive, up to date and effective.

Provide guidance and support to the product Business Line Compliance teams and senior management within the businesses as appropriate.

Further increase awareness across the Businesses and Compliance in the region to ensure increase in knowledge and consistency in approach.

Co-ordinate with regional peers to assure the consistency of the programme and awareness of emerging risks.

Lead implementation of regulatory change programmes and projects within Compliance and the businesses.

Manage Compliance related books of work to support remediation initiatives.

Provide leadership and assistance on ad hoc investigations and regulatory enquiries.

Provide subject matter expertise on Markets issues to the Central Compliance teams and Country Compliance Officers as appropriate.

Manage and run global/ regional monitoring and testing programs under HK and report findings as required under the Program.

Work closely with the business leads to ensure key risks and emerging are regularly reassessed, well understood within the businesses and mitigation initiatives on track.

Manage performance standards within the Business Line Compliance teams against agreed targets, strategy and objectives.

Assess ongoing resource needs with business leads and Compliance management and undertake recruitment as necessary.

Including succession planning for the overall team.

Promote the career development of team members through active assessment of technical and non-technical skills.

Requirements Significant experience (minimum 10 years) in senior Compliance advisory roles, ideally spanning a wide range of Markets products at a major investment bank(s).

Strong interpersonal and people management skill with proven experience of working with senior business leaders and providing guidance in 'live' business environments.

Ability to negotiate and influence at all levels including within DB and the industry.

A strong track record of delivery on regulatory change programmes and major Compliance projects.

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views.

We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation.

We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

Talk to us about flexible work arrangements and other initiatives we offer.

We promote good working relationships and encourage high standards of conduct and work performance.

We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Head of markets compliance, hong kong

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