Ok - Assistant Compliance Officer

Hong Kong, Hong Kong
Last update 2024-06-16
Expires 2024-07-16
ID #2176626497
Ok - Assistant Compliance Officer
Hong Kong, Hong Kong,
Modified June 1, 2024


CLIENT BACKGROUNDOur client is a top-tier Hedge Fund in the APAC Region.

Has a team of 8 and are looking for a candidate for Legal or Compliance experience.

JOB RESPONSIBILITY Monitor daily trading activity and transactions to ensure compliance with internal policies and external regulations Assist in the development and implementation of compliance programs and controls Conduct risk assessments and recommend mitigation strategies Provide compliance training and guidance to investment professionals Prepare regulatory filings and reporting to regulatory bodies Coordinate with external auditors and regulators during examinations JOB REQUIREMENTS Bachelor's degree, ideally in finance, accounting, business, or a related field 2+ years of experience in compliance, risk management, legal or a related role, preferably in the financial services industry Strong understanding of financial regulations, compliance requirements, and best practices Excellent analytical, problem-solving, and attention to detail skills Strong communication and interpersonal abilities to work with various stakeholders Proficient in English is a must

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Ok - assistant compliance officer

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