Regulatory Compliance - Global Investment Bank

Hong Kong, Hong Kong
Last update 2024-02-29
Expires 2024-03-29
ID #2013071330
Regulatory Compliance - Global Investment Bank
Hong Kong, Hong Kong,
Modified February 1, 2024


Responsibilities: Provide regulatory advisor to APAC business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Work closely with other compliance function on projects and other compliance related topics   Requirements Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority Familiar with HKMA and SFC rules and regulation for global markets business Strong understanding in fixed income/ equities products Experience in advising various business and control functions  

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Regulatory compliance - global investment bank

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