Senior Compliance Manager (investment & Insurance)

Hong Kong, Hong Kong
Last update 2024-03-05
Expires 2024-04-05
ID #2021061302
Senior Compliance Manager (investment & Insurance)
Hong Kong, Hong Kong,
Modified February 6, 2024


Regulatory Compliance position for candidates with experience in wealth management/ Investment & insurance products compliance advisory.

Responsibilities Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services.

Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement.

Liaise with regulators, including HKMA, SFC and IA, etc.

Collaborate with internal stakeholders to ensure consistency and alignment on investment compliance matters Develop and maintain a comprehensive compliance framework, including policies, procedures, and controls on investment and Insurance.

Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives.

Requirements Degree holder with 7+ years of experience in compliance roles within the banking industry, with a focus on regulatory compliance / investment compliance.

Sound knowledge in investment or insurance products, regulatory requirements and the market practices Good command of both written and spoken English and Chinese Candidate with less experience will be consider as manager

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Senior compliance manager (investment & insurance)

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