Senior Compliance Manager (personal Banking & Fintech Compliance)

Hong Kong, Hong Kong
Last update 2024-04-15
Expires 2024-05-15
ID #2099272395
Senior Compliance Manager (personal Banking & Fintech Compliance)
Hong Kong, Hong Kong,
Modified April 3, 2024


Responsibilities: Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions Assist the business units in evaluating the risk involved in any new products/services, new procedures and business development Participate and assist in regulatory compliance-related projects, initiatives and enhancement Establish, review and update compliance policies and procedures, compliance manuals etc.

in accordance with the relevant laws and regulations Coordinate with the business units and provide guidance to them on handling conduct-related incidents for timely reporting to regulators with proper follow-up measures Liaise with regulators on conduct-related incidents and other compliance related matters Assist Team Lead to prepare reports to senior management on key compliance issues Keep abreast of the latest development of legal and regulatory requirements, guide the business units to conduct gap analysis for implementing enhancement measures where necessary Conduct compliance training for staff in accordance with local regulatory requirements and the Bank's policies and training objectives Requirements: Degree holder or above in Law, Banking and Finance, Accounting or related disciplines At least 5 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies Sound knowledge in banking products, regulatory requirements and the market practice Good analytical, interpersonal and communication skills with flexibility and adaptability to changes Good command of both written and spoken English and Chinese (including Mandarin) Proficiency in using Microsoft office #LI-CT1

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Senior compliance manager (personal banking & fintech compliance)

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