Job Description - SVP and MLRO, Financial Crime & Security Services (WD73289)Business Function: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by guarding and enhancing its reputation and capital. We maintain good standing with regulators, customers, and partners, upholding trust and integrity in business banking. Job Objective: Oversee the Transaction Surveillance Unit, Investigations, Card Authorization & Fraud Detection, and Physical Security within the Financial Crime & Security Services Department. Ensure compliance with laws and regulations, prevent illicit use of the bank’s systems for financial crimes including money laundering and terrorist financing, and act as the main contact for reporting suspicious transactions and liaising with law enforcement. Also oversee reviews of UAEs, determine reporting needs to JFIU, and guide on avoiding tipping off. Advise Business and Support Units in Hong Kong and Macau on AML matters according to legal, regulatory, and internal standards. Responsibilities: Serve as MLRO: Lead the transaction surveillance team, ensure compliance with AML laws, provide advice on AML matters, stay updated on legal developments, and coordinate implementation of changes. Handle suspicious transactions and fraud cases: Review and action UAEs, alerts, and fraud cases promptly; escalate aging cases; ensure timely submission of STRs to law enforcement and follow up. Contribute to FCSS projects: Provide feedback on policies, participate in initiatives, and ensure compliance. Promote AML and security awareness: Review NPA and ORT, coordinate training for staff in Hong Kong and Macau. Respond to inquiries: Report surveillance and fraud matters, prepare for examinations, and generate management reports. Requirements: Bachelor’s degree or higher in Law, Finance, Accounting, or related fields; professional qualifications preferred. Qualifications in investigation, leadership, or crime detection are advantageous. At least 10 years’ AML or investigation experience, with 8+ years in supervisory roles, from banks or law enforcement. Strong background in ML and fraud investigation, legal/regulatory knowledge, compliance, and risk management. Ability to work in a demanding, fast-paced environment and in a matrix organization. Excellent leadership, communication, negotiation, stakeholder management, and influencing skills. Apply Now We offer a competitive salary and benefits, supporting your development and recognizing achievements. Note: Only shortlisted candidates will be notified. Primary Location Hong Kong - One Island East Job Compliance Schedule Regular Employee Status Full-time Job Posting May 16, 2025, 8:24:40 AM
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