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Vp Wealth Management Compliance (rolling Contract)

Hong Kong, Hong Kong
Last update 2024-04-18
Expires 2024-04-18
ID #2099272515
Vp Wealth Management Compliance (rolling Contract)
Hong Kong, Hong Kong,
Modified April 3, 2024


Key Responsibilities: *Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability *Assisting on licensing requirement, disclosure of interest (DOI) and reviewing on marketing materials *Being one of the key contact points between the regulators and the firm to handle regulatory inquiries and regulatory inspections and investigations Qualification: *University degree or above from repuatable universities*Minimum of 5 years of experience in Compliance in retail banking/ virtual banking/ private wealth management/ brokerage industry*Proficiency in Chinese (Mandarin and Catonese) and English Please note our advertisements use PQE/salary levels purely as a guide.

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Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Vp wealth management compliance (rolling contract)

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