Asset Management Compliance

Hong Kong, Hong Kong
Last update 2024-04-15
Expires 2024-05-15
ID #2099272295
Asset Management Compliance
Hong Kong, Hong Kong,
Modified April 3, 2024


Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing materials and products,  Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections Implement compliance controls and tool to address gaps with global compliance framework Provide training for internal staffs Requirements 4+ years’ experience in asset management compliance In-depth understanding in SFC type 1,4,9 rules and regulation Fluent Mandarin and English   

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Asset management compliance

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