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Risk Specialist - 12 Months Renewable Contract

Hong Kong, Hong Kong
Last update 2024-05-23
Expires 2024-05-23
ID #2157162726
Free
Risk Specialist - 12 Months Renewable Contract
Hong Kong, Hong Kong,
Modified May 16, 2024

Description

Your new company My client is a top tier investment bank in Hong Kong and they are looking for a Business Risk Specialist.

You’ll be working in Front Line Support (FLS) team locally report into the Wealth Management APAC Business Risk Organization (BRO) team.

Your role We are looking for a high caliber individual with these qualities to assist the following: To perform control testing in order to assess misconduct cases for remediation, escalation and communicate preventive measures to the Front line Control testing timeline will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) , tape listening.

Other review methods may be deployed and may be pre-agreed with supervisor.

To carefully document findings and provide a final assessment / conclusion for cases requiring discussion or escalation Become a subject matter expert ('SME') on the control, giving considered feedback on how the control is operating and if and how over time it may be improved A strong team player, positive attitude and Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.

Requirements needed At least 3-4 years in risk, controls, investigations, compliance, audit and/or legal, tape listening, investment suitability and experience working in the Banking Industry, preferably in wealth management sector Proficiency in English as the candidate is required to communicate well with counterparts in the region Good knowledge of wealth management financial products and services Please apply now or send an email to samantha.kok1@hays.com.my for a private discussion!

Job details:

Job type: Full time
Contract type: Permanent
Salary type: Monthly
Occupation: Risk specialist - 12 months renewable contract

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