Oversee various projects and to exert relevant monitoring and control on all control, compliance, credit, audit and operational issues under the Division to meet the standard of both internal and external regulatory requirement
Ensure the effective management of end-to-end processes and associated risks in support of the business strategy
Proactive identification, management and escalation of material risk in accordance with the Bank’s Risk Management Framework
Oversee the AML / IRA projects for the Division including proactively monitor AML and KYC risk by implementing the bank’s anti-money-laundering procedures including rectification new/existing clients and transaction monitoring
Provide advice to front, middle and back office on regulatory and compliance issues
Liaise with local regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys etc
Manage the drafting, revision and implementation of the desktop policy and procedures for the Division, and conduct and coordinate gap analysis in consultation with the relevant functions and compliance officer
Ensure the Division business comply with both internal and external compliance and regulatory framework
Provide regular reports and progress updates to management on a timely basis and work closely with relevant functions (both internal & external parties) to fulfil the required deadline
Perform any other duties as assigned
Requirements
Degree holder in Business, Finance, Law or related discipline
7 - 8 years relevant experience in with at least 2 years in supervisory level
Solid understanding of control, compliance, credit, audit and operational risk concept
Experience in developing risk and governance operating models
Open, flexible and team oriented
Excellent communication, interpersonal and leadership skills
Fluency in both spoken and written English and Chinese, proficiency in Putonghua is a plus.
Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.
China Construction Bank (Asia) Corporation Limited (“CCB (Asia)”) is the comprehensive and integrated commercial banking platform of China Construction Bank Corporation (“CCB”) in Hong Kong. Currently, CCB (Asia) has 38 service outlets in Hong Kong and offers a wide array of banking products and services to customers, including personal banking services, commercial banking services, corporate banking services, private banking services, treasury business and cross-border financial services, etc.
We’re inviting high caliber professionals to share our vision and mark our success together.
